Obbligazione Caterpillar Financial Corp 2.15% ( US14913Q3B33 ) in USD

Emittente Caterpillar Financial Corp
Prezzo di mercato 100 USD  ▲ 
Paese  Stati Uniti
Codice isin  US14913Q3B33 ( in USD )
Tasso d'interesse 2.15% per anno ( pagato 2 volte l'anno)
Scadenza 08/11/2024 - Obbligazione č scaduto



Prospetto opuscolo dell'obbligazione Caterpillar Financial Services Corp US14913Q3B33 in USD 2.15%, scaduta


Importo minimo 1 000 USD
Importo totale 1 000 000 000 USD
Cusip 14913Q3B3
Standard & Poor's ( S&P ) rating A ( Upper medium grade - Investment-grade )
Moody's rating A2 ( Upper medium grade - Investment-grade )
Descrizione dettagliata Caterpillar Financial Services Corp. č una societā di servizi finanziari che fornisce soluzioni di finanziamento e leasing per attrezzature Caterpillar e altre attivitā correlate a livello globale.

The Obbligazione issued by Caterpillar Financial Corp ( United States ) , in USD, with the ISIN code US14913Q3B33, pays a coupon of 2.15% per year.
The coupons are paid 2 times per year and the Obbligazione maturity is 08/11/2024

The Obbligazione issued by Caterpillar Financial Corp ( United States ) , in USD, with the ISIN code US14913Q3B33, was rated A2 ( Upper medium grade - Investment-grade ) by Moody's credit rating agency.

The Obbligazione issued by Caterpillar Financial Corp ( United States ) , in USD, with the ISIN code US14913Q3B33, was rated A ( Upper medium grade - Investment-grade ) by Standard & Poor's ( S&P ) credit rating agency.







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424B3 1 pricingsupplementtap.htm 5 YEAR FIXED RATE MTN PRICING SUPPLEMENT 1/9/2019 (REOPENING)
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities Offered
Maximum Aggregate
Amount of Registration Fee(2)
Offering Price (1)
MEDIUM-TERM NOTES, SERIES I, 2.150%
$500,000,000
$64,900
NOTES DUE 2024
(1) Excludes accrued interest, if any.


(2) The filing fee is calculated in accordance with Rule 457(r) under the Securities Act of 1933.
PRICING SUPPLEMENT NO. 35

Filed Pursuant to Rule 424(b)(3)
Dated January 9, 2020 to

Registration No. 333-217029
PROSPECTUS SUPPLEMENT


Dated March 30, 2017 and


PROSPECTUS


Dated March 30, 2017


CATERPILLAR FINANCIAL SERVICES CORPORATION
MEDIUM-TERM NOTES, SERIES I, 2.150% NOTES DUE 2024 (REOPENING)

SUBJECT

FINAL PRICING DETAILS



Issuer:

Caterpillar Financial Services Corporation
Title of Securities:

Medium-Term Notes, Series I, 2.150% Notes Due 2024
Format:

SEC Registered-Registration Statement Number 333-217029
Trade Date/Pricing Effective Time:

January 9, 2020
Settlement Date (Original Issue Date):

January 13, 2020
Maturity Date:

November 8, 2024
Principal Amount:
$500,000,000. The notes offered hereby constitute a further
issuance of, and will be consolidated with, the $500,000,000
aggregate principal amount of Medium-Term Notes, Series I,
2.150% Notes Due 2024 issued by us on November 8, 2019. The
notes offered hereby will have the same CUSIP number as the
previously issued Medium-Term Notes, Series I, 2.150% Notes
Due 2024 and will trade interchangeably with the previously
issued Medium-Term Notes, Series I, 2.150% Notes Due 2024
immediately upon settlement. Upon completion of this offering,
the aggregate principal amount outstanding of Medium-Term

Notes, Series I, 2.150% Notes Due 2024 will be $1,000,000,000.
Price to Public (Issue Price):

100.222%, plus accrued interest
Dealers' Commission:

0.350% (35.0 basis points)
Accrued Interest:

$1,940,972.22 in aggregate
All-in-price:

99.872%, plus accrued interest
Net Proceeds to Issuer:

$499,360,000, plus accrued interest
Coupon:

2.150%
Yield to Maturity:

2.101%
Spread Multiplier:

N/A
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Spread/Spread Multiplier Reset Option:

N/A
Optional Reset Dates (only applicable if option to reset spread or spread
N/A
multiplier):
Basis for Interest Rate Reset (only applicable if option to reset spread or spread N/A
multiplier):
Specified Currency:

U.S. Dollars
Option to Elect Payment in U.S. Dollars (only applicable if Specified Currency N/A
is other than U.S. Dollars):
Authorized Denominations (only applicable if Specified Currency is other than
N/A
U.S. Dollars):
Historical Exchange Rate (only applicable if Specified Currency is other than
N/A
U.S. Dollars):
Maximum Interest Rate:

N/A
Minimum Interest Rate:

N/A
Interest Payment Dates:
Interest will be paid semi-annually on the 8th of May and
November of each year, commencing May 8, 2020 and ending on

the Maturity Date
Stated Maturity Extension Option:

N/A
Extension Period(s) and Final Maturity Date (only applicable
N/A
if option to extend stated maturity):
Basis for Interest Rate During Extension Period (only applicable if option to
N/A
extend stated maturity):
Original Issue Discount Note:

N/A
Total Amount of OID:

N/A
Terms of Amortizing Notes:

N/A
Redemption:
The notes may be redeemed at the option of Caterpillar Financial
Services Corporation prior to the stated maturity date. See

"Other Provisions--Optional Redemption" below.
Repayment Date(s):

N/A
Repayment Price(s):

N/A
Day Count Convention:

30/360
Denominations:
Minimum denominations of $1,000 with increments of $1,000

thereafter
Joint Lead Managers & Bookrunners:

Barclays Capital Inc. (23.340%)


J.P. Morgan Securities LLC (23.330%)


SG Americas Securities, LLC (23.330%)
Co-Managers:

ANZ Securities, Inc. (0.811%)


BBVA Securities Inc. (0.541%)


BNP Paribas Securities Corp. (2.297%)


BNY Mellon Capital Markets, LLC (0.541%)


Commerz Markets LLC (1.757%)


Deutsche Bank Securities Inc. (2.297%)


HSBC Securities (USA) Inc. (2.297%)


ICBC Standard Bank Plc (0.811%)


ING Financial Markets LLC (2.297%)


Itau BBA USA Securities, Inc. (0.541%)


KBC Securities USA LLC (0.811%)
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Lloyds Securities Inc. (2.297%)


Loop Capital Markets LLC (1.351%)


Mischler Financial Group, Inc. (0.676%)


Mizuho Securities USA LLC (1.216%)


Scotia Capital (USA) Inc. (1.081%)


SMBC Nikko Securities America, Inc. (0.541%)


Standard Chartered Bank (1.351%)


TD Securities (USA) LLC (2.297%)


U.S. Bancorp Investments, Inc. (2.297%)


Wells Fargo Securities, LLC (1.216%)


Westpac Capital Markets LLC (0.676%)
ICBC Standard Bank Plc is restricted in its US securities
dealings under the Bank Holding Company Act and is not a
U.S.-registered broker-dealer. All sales of securities in the U.S.
will be made by or through U.S.-registered broker-dealers.
ICBC Standard Bank Plc may not underwrite, subscribe, agree to
purchase or procure purchasers to purchase Notes in the United
States. ICBC Standard Bank Plc shall not be obligated to, and
shall not, underwrite, subscribe, agree to purchase or procure
purchasers to purchase Notes for offer and/or sale in the United
States. ICBC Standard Bank Plc shall offer and sell Notes
constituting part of its allotment solely outside the United States.
Standard Chartered Bank will not effect any offers or sales of
any notes in the United States unless it is through one or more
U.S. registered broker-dealers as permitted by the regulations of


FINRA.
Billing and Delivery Agent:

J.P. Morgan Securities LLC
CUSIP:

14913Q3B3
Other Terms:
Optional Redemption
The notes may be redeemed in whole at any time or in part from time to time, at our
option, at a redemption price equal to the greater of:
· 100% of the principal amount of the notes to be redeemed; or
· the sum of the present values of the remaining scheduled payments of principal
and interest on the notes to be redeemed, discounted to the date of redemption
on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day
months) at the applicable Treasury Rate, plus 10.0 basis points,
in each case, plus accrued and unpaid interest on the principal amount being redeemed
to the redemption date.
"Business Day" means any calendar day that is not a Saturday, Sunday or legal holiday
in New York, New York and on which commercial banks are open for business in New
York, New York.
"Comparable Treasury Issue" means the United States Treasury security selected by
the Independent Investment Banker as having a maturity comparable to the remaining
term ("Remaining Life") of the notes to be redeemed that would be utilized, at the time
of selection and in accordance with customary financial practice, in pricing new issues
of corporate debt securities of comparable maturity to the Remaining Life of such
notes.
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"Comparable Treasury Price" means (1) the average of five Reference Treasury Dealer
Quotations for such redemption date, after excluding the highest and lowest Reference
Treasury Dealer Quotations, or (2) if, after seeking at least five Reference Treasury
Dealer Quotations and excluding the highest and lowest Reference Treasury Dealer
Quotations, the Independent Investment Banker obtains fewer than five such Reference
Dealer Quotations, the average of all such quotations.
"Independent Investment Banker" means any of BofA Securities, Inc., Citigroup
Global Markets Inc. or a Primary Treasury Dealer appointed by MUFG Securities
Americas Inc. and any of their respective successors and assigns, as appointed by us, or,
if any of the foregoing is unwilling or unable to select the Comparable Treasury Issue, a
nationally recognized investment banking institution which is a Primary Treasury
Dealer appointed by us.
"Reference Treasury Dealer" means (1) any of BofA Securities, Inc., Citigroup Global
Markets Inc., or a Primary Treasury Dealer appointed by MUFG Securities Americas
Inc. and any of their respective successors and assigns, as appointed by us, provided,
however, that if any of the foregoing shall cease to be a primary U.S. government
securities dealer (a "Primary Treasury Dealer"), we will substitute for such dealer
another Primary Treasury Dealer, and (2) any other nationally recognized Primary
Treasury Dealer selected by the Independent Investment Banker and acceptable to us.
"Reference Treasury Dealer Quotations" means, with respect to each Reference
Treasury Dealer and any redemption date, the average, as determined by the
Independent Investment Banker, of the bid and asked prices for the Comparable
Treasury Issue (expressed in each case as a percentage of its principal amount) quoted
in writing to the Independent Investment Banker at 5:00 p.m., New York, New York
time, on the third Business Day preceding such redemption date.
"Treasury Rate" means, with respect to any redemption date, (1) the yield, under the
heading which represents the average for the immediately preceding week, appearing
in the most recently published statistical release designated "H.15(519)" or any
successor publication which is published weekly by the Board of Governors of the
Federal Reserve System and which establishes yields on actively traded United States
Treasury securities adjusted to constant maturity under the caption "Treasury Constant
Maturities," for the maturity corresponding to the Comparable Treasury Issue (or, if no
maturity is within three months before or after the Remaining Life, yields for the two
published maturities most closely corresponding to the Comparable Treasury Issue will
be determined and the Treasury Rate will be interpolated or extrapolated from such
yields on a straight line basis, rounding to the nearest month), or (2) if such release (or
any successor release) is not published during the week preceding the calculation date
or does not contain such yields, the rate per annum equal to the semi-annual equivalent
yield-to-maturity of the Comparable Treasury Issue, calculated using a price for the
Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to
the Comparable Treasury Price of such redemption date. The Treasury Rate will be
calculated on the third Business Day preceding the redemption date.
Holders of the notes to be redeemed will receive notice thereof by first-class mail at
least 30 and not more than 60 days before the date fixed for redemption. If fewer than
all of the notes of a series are to be redeemed, the trustee will select the particular notes
of such series or portions thereof for redemption from the outstanding notes of such
series not previously called, pro rata or by lot, or in such other manner as we shall
direct.
Supplemental United States Federal Income Tax Considerations
Qualified Reopening and Issue Price of the Notes
The notes offered hereby will be treated as a part of the same issue of the previously
issued Medium-Term Notes, Series I, 2.150% Notes Due 2024 (the "existing notes")
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pursuant to a "qualified reopening" for U.S. federal income tax purposes. Therefore,
the notes offered hereby will be treated as having the same issue date and the same
issue price as the existing notes. The existing notes were issued at no more than a de
minimis discount from their stated principal amount. As a result, the existing notes
were issued without original issue discount ("OID") and, therefore, the notes offered
hereby also will be issued without OID.
Pre-Issuance Accrued Interest on the Notes
A portion of the purchase price of the notes offered hereby will be attributable to the
amount of stated interest accrued prior to the original issue date ("pre-issuance accrued
interest"). Consequently, the notes offered hereby should be treated as having been
issued for an amount that excludes any pre-issuance accrued interest. If the notes are so
treated, a portion of the first interest payment on the notes received by a U.S. holder
after the offering equal to the excluded pre-issuance accrued interest will be treated as
a return of such pre-issuance accrued interest and will not be taxable as interest on the
notes. Your tax basis in a note should exclude an amount equal to the pre-issuance
accrued interest. In addition, the portion of the purchase price attributable to pre-
issuance accrued interest would not be taken into account for purposes of determining
the amount of premium on the notes. See the discussion under "Certain United States
Federal Income Tax Consequences ­ United States Holders ­ Premium and Market
Discount" in the accompanying Prospectus Supplement. for a discussion of the rules
for amortizing any premium on the notes.
Foreign Account Tax Compliance
The U.S. Treasury Department recently released proposed regulations that, if finalized
in their present form, would eliminate the withholding tax of 30% described under
"Certain United States Federal Income Tax Consequences ­ Non-United States
Holders ­ Foreign Account Tax Compliance" in the accompanying Prospectus
Supplement with respect to gross proceeds from sales or other dispositions of the
notes. In its preamble to such proposed regulations, the U.S. Treasury Department
stated that taxpayers may generally rely on the proposed regulations until final
regulations are issued.
Notice to European Economic Area Investors
This communication has been prepared on the basis that any offer of notes in any
member state of the European Economic Area ("EEA") will only be made to a legal
entity which is a qualified investor under the Prospectus Regulation ("Qualified
Investors"). Accordingly any person making or intending to make an offer in that
member state of notes which are the subject of the offering contemplated in this
communication may only do so with respect to Qualified Investors. Neither the Issuer
nor the managers have authorized, nor do they authorize, the making of any offer of
notes other than to Qualified Investors. The expression "Prospectus Regulation" means
Regulation (EU) 2017/1129.
No PRIIPs KID ­ No PRIIPs key information document (KID) has been prepared as
not available to retail in EEA.
Notice to Swiss Investors
The notes may not be publicly offered, sold or advertised, directly or indirectly, in, into
or from Switzerland and will not be listed on the SIX Swiss Exchange or any other
offering or regulated trading facility in Switzerland. Neither this pricing supplement nor
any accompanying prospectus supplement, prospectus or other marketing material
constitute a prospectus as defined in article 652a or article 1156 of the Swiss Code of
Obligations or a listing prospectus according to the Listing Rules of the SIX Swiss
Exchange or any other regulated trading facility in Switzerland. Any resales of the
notes by the underwriters thereof may only be undertaken on a private basis to selected
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individual investors provided there is no publicity for the notes in Switzerland and no
Swiss prospectus requirements are triggered. This pricing supplement and
accompanying prospectus and prospectus supplement may not be copied, reproduced,
distributed or passed on to others or otherwise made available in Switzerland without
our prior written consent. By accepting this pricing supplement and accompanying
prospectus and prospectus supplement or by subscribing to the notes, investors are
deemed to have acknowledged and agreed to abide by these restrictions. Investors are
advised to consult with their financial, legal or tax advisers before investing in the
notes.
CAPITALIZED TERMS USED HEREIN WHICH ARE DEFINED IN THE PROSPECTUS SUPPLEMENT SHALL HAVE THE
MEANINGS ASCRIBED THERETO IN THE PROSPECTUS SUPPLEMENT. THE INTEREST RATES ON THE NOTES MAY BE
CHANGED BY CATERPILLAR FINANCIAL SERVICES CORPORATION FROM TIME TO TIME, BUT ANY SUCH CHANGE
WILL NOT AFFECT THE INTEREST RATE ON ANY NOTES OFFERED PRIOR TO THE EFFECTIVE DATE OF THE CHANGE.
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