Obbligazione ANX 3.607% ( AU3FN0029575 ) in AUD

Emittente ANX
Prezzo di mercato 100 AUD  ⇌ 
Paese  Australia
Codice isin  AU3FN0029575 ( in AUD )
Tasso d'interesse 3.607% per anno ( pagato 4 volte l'anno)
Scadenza 17/05/2026 - Obbligazione è scaduto



Prospetto opuscolo dell'obbligazione ANZ AU3FN0029575 in AUD 3.607%, scaduta


Importo minimo 1 000 AUD
Importo totale 700 000 000 AUD
Descrizione dettagliata ANZ è una banca australiana che offre servizi finanziari a livello globale, con una forte presenza in Australia, Nuova Zelanda e Asia Pacifica.

The Obbligazione issued by ANX ( Australia ) , in AUD, with the ISIN code AU3FN0029575, pays a coupon of 3.607% per year.
The coupons are paid 4 times per year and the Obbligazione maturity is 17/05/2026










M e dia Re le a se


For Release: 17 Novem ber 2015

I ssu e of A$ 6 0 0 ,0 0 0 ,0 0 0 Floa t in g Ra t e Su bor din a t e d N ot e s

N ot ice u n de r se ct ion 7 0 8 A( 1 2 G) ( e ) of t h e Cor por a t ion s Act 2 0 0 1
( Ct h )

Today Aust ralia and New Zealand Banking Group Lim it ed ( " I ssu er " ) will issue
A$600,000,000 subordinat ed not es due 17 May 2026 pursuant t o it s Aust ralian dollar
debt issuance program m e (t he " Su bor din a te d N ot es" ) .
The Subordinat ed Not es convert int o fully paid ordinary shares of t he I ssuer ( " Or din a r y
Sh a re s" ) where t he Aust ralian Prudent ial Regulat ion Aut horit y ( "APRA" ) det erm ines t his
t o be necessary on t he grounds t hat t he I ssuer would ot herwise becom e non-viable.
This not ice is a cleansing not ice prepared for t he purposes of sect ion 708A(12G) ( e) of t he
Corporat ions Act 2001 ( Ct h) ( " Cor por a t ion s Act " ) ( as insert ed by ASI C I nst rum ent 14-
1723) t o enable Ordinary Shares issued on conversion of t he Subordinat ed Not es t o be
freely t radeable wit hout furt her disclosure and includes in t he schedule com m ercial
part iculars of t he Subordinat ed Not es, ext ract ed from t he Pricing Supplem ent for t he
Subordinat ed Not es dat ed 16 Novem ber 2015.
A descript ion of t he right s and liabilit ies at t aching t o t he Subordinat ed Not es is cont ained
in t he " Condit ions of t he Securit ies" sect ion of t he I nform at ion Mem orandum dat ed 3
August 2015 t hat was lodged wit h t he Aust ralian Securit ies Exchange ( " ASX" ) on t hat
day ( " I nfor m a t ion Me m or an du m " ) . A descript ion of t he right s and liabilit ies at t aching
t o Ordinary Shares is set out in t he I nform at ion Mem orandum .
Words and expressions defined in t he I nform at ion Mem orandum have t he sam e
m eanings in t he rem ainder of t his cleansing not ice unless t he cont rary int ent ion appears.
The issue of Subordinat ed Not es by t he I ssuer will not have a m at erial im pact on t he
I ssuer's financial posit ion. I f a Non- Viabilit y Trigger Event occurs and t he I ssuer issues
Ordinary Shares, t he im pact of Conversion on t he I ssuer would be t o increase t he
I ssuer's shareholders' equit y. The num ber of Ordinary Shares issued on Conversion is
lim it ed t o t he Maxim um Conversion Num ber. The Maxim um Conversion Num ber is
182.6818 Ordinary Shares per Subordinat ed Not e ( wit h a nom inal value of A$1,000) ,
based on t he I ssue Dat e VWAP of A$27.37.
As a disclosing ent it y, t he I ssuer is subj ect t o regular report ing and disclosure obligat ions
under t he Corporat ions Act and ASX List ing Rules. Broadly, t hese obligat ions require t he
I ssuer t o prepare and lodge wit h ASI C bot h yearly and half yearly financial st at em ent s
and t o report on it s operat ions during t he relevant account ing period, and t o obt ain an
audit or review report from it s audit or.
Copies of docum ent s lodged wit h ASI C m ay be obt ained from or inspect ed at an ASI C
office.
The I ssuer m ust ensure t hat t he ASX is cont inuously not ified of inform at ion about specific
event s and m at t ers as t hey arise for t he purposes of ASX m aking t he inform at ion
Aust ralia and New Z ealan d Banking Group Lim it ed ABN 1 1 00 5 35 7 52 2


available t o t he Aust ralian securit ies m arket . I n t his regard, t he I ssuer has an obligat ion
under t he ASX List ing Rules ( subj ect t o cert ain except ions) t o not ify t he ASX im m ediat ely
of any inform at ion concerning it of which it becom es aware, which a reasonable person
would expect t o have a m at erial effect on t he price or value of it s quot ed securit ies.
The I ssuer will provide a copy of any of t he following docum ent s free of charge t o any
person who request s a copy before t he Subordinat ed Not es are issued:
·
t he I nform at ion Mem orandum ;
·
any cont inuous disclosure not ices given by t he I ssuer in t he period aft er t he
lodgem ent of t he annual financial report of t he I ssuer for t he year ended 30
Sept em ber 2015 and before t he dat e of t his not ice;
·
t he I ssuer's annual financial report for t he year ended 30 Sept em ber 2015;
·
t he I ssuer's consolidat ed financial report and dividend announcem ent and
appendix 4E for t he full year ended 30 Sept em ber 2015;
·
t he I ssuer's consolidat ed financial report and dividend announcem ent and
appendix 4D for t he half year ended 31 March 2015; and
·
t he I ssuer's const it ut ion.

All writ t en request s for copies of t he above docum ent s should be addressed t o:
I nvest or Relat ions Depart m ent
Aust ralia and New Zealand Banking Group Lim it ed
ANZ Cent re Melbourne
Level 10
833 Collins St reet
Docklands VI C 3008









This Not ice is not a pr ospect us or ot her disclosur e docum ent in relat ion t o t he
Subor dinat ed Not es, and does not const it ut e an offer or invit at ion for t he Subor dinat ed
Not es or any Or dinary Shar es for issue or sale in Aust r alia. Subor dinat ed Not es ar e only
available for sale t o per sons in Aust r alia in cir cum st ances where disclosure is not
r equired in accor dance wit h Part 6D.2 and Chapt er 7 of t he Cor porat ions Act . The
secur it ies have not been, and will not be, r egist er ed under t he US Securit ies Act or t he
secur it ies laws of any st at e of t he Unit ed St at es or any j urisdict ion, and t he securit ies
m ay not be offered or sold in t he Unit ed St at es or t o, or for t he account or t he benefit of,
U.S. persons unless an exem pt ion from t he r egist r at ion r equir em ent s of t he US Securit ies
Act is available and t he offer and sale is in accordance wit h all applicable st at e securit ies
laws of any st at e of t he Unit ed St at es. This not ice is not an offer or invit at ion t o any U.S.
persons.


Schedule

Extract from the Pricing Supplement of the Subordinated Notes.


1
Issuer:
Australia and New Zealand Banking Group Limited
2
(i) Series Number:
111

(ii) Tranche Number:
1

(if fungible with an existing Series, include details of
that Series, including the date on which the Securities
become fungible)
3
Specified Currency:
Australian Dollars ("AUD")
4
Aggregate Principal Amount:


(i) Tranche:
AUD 600,000,000

(ii) Series:
AUD 600,000,000
5
(i) Issue Price:
100.00 per cent. of the Aggregate Principal Amount

(ii) Net proceeds:
AUD 600,000,000
6
Specified Denomination(s) (and Principal Amount):
AUD 1,000, as it may be adjusted in accordance with
Condition 5A.4
The minimum aggregate consideration payable in respect
of an offer or invitation in Australia or any offer or
invitation received in Australia must be no less than
A$500,000 (or its equivalent in an alternate currency, in
each case, disregarding moneys lent by the offeror or its
associates) unless the offer or invitation otherwise does
not require disclosure to investors under Part 6D.2 or
Chapter 7 of the Corporations Act 2001 (Cth). In every
case, an offer or invitation must not be to a retail client
(as defined in section 761G of the Corporations Act 2001
(Cth)).
7
(i) Issue Date:
17 November 2015

(ii) Interest Commencement Date:
Issue Date
8
Maturity Date:
Interest Payment Date falling in or nearest to May 2026
9
Interest Basis:
Floating Rate Note
(Further particulars specified below)
10
Redemption/Payment Basis:
Redemption at Par

11
Change of Interest or Redemption/Payment Basis:
Not Applicable
12
Put/Call Options:
Issuer Call Option
(Further particulars specified below)
13
Status of the Securities:
Subordinated Notes
14
Listing:
None
15
Method of distribution:
Non-syndicated
PROVISIONS RELATING TO INTEREST (IF ANY) PAYABLE
16
Fixed Rate Security Provisions
Not Applicable


17
Floating Rate Security Provisions
Applicable

(i)
(a) Interest Period(s):
3 months

(b) Interest Payment Dates:
17 February, 17 May, 17 August and 17 November in
each year commencing on 17 February 2016 up to and
including, the earlier of either the Optional Redemption
Date or the Maturity Date, subject to adjustment in
accordance with the Business Day Convention

(c) Interest Period Date if not an Interest
Not Applicable
Payment Date:

(ii) Business Day Convention:
Modified Following Business Day Convention

(iii)
Manner in which the Rate(s) of Interest
Screen Rate Determination
is/are to be determined:

(iv)
Calculation Agent responsible for calculating
Issuer
the Rate(s) of Interest and Interest
Amount(s):

(v) Screen Rate Determination:
Applicable

- Reference Rate:
3 month BBSW

- Interest Determination Date(s):
The first day of each Interest Period

- Relevant Screen Page:
Reuters screen page BBSW

- Relevant Time:
10:30 am

- Relevant Financial Centre:
Sydney

- Reference Banks
Not Applicable

(vi) Margin:
+ 2.70 per cent. per annum

(vii) Minimum Rate of Interest:
Not Applicable

(viii) Maximum Rate of Interest:
Not Applicable

(ix) Rate Multiplier
Not Applicable

(x) Day Count Fraction:
Actual/365 (fixed)

(xi)
Fall back provisions, rounding provisions,
Not Applicable
denominator and any other terms relating to
the method of calculating interest on
Floating Rate Securities, if different from
those set out in the Conditions:
18
Zero Coupon Security Provisions
Not Applicable
19
Linear interpolation
Not Applicable
20
Index-Linked Interest Security Provisions
Not Applicable
PROVISIONS RELATING TO REDEMPTION
21
Call Option
Applicable
Any early redemption will be subject to the prior written
approval of APRA.

(i)
Option Exercise Date(s) (if other than as set
As set out in Condition 5.4


out in the Conditions):

(ii) Optional Redemption Date(s):
17 May 2021 and every Interest Payment Date thereafter,
subject to adjustment in accordance with the Business
Day Convention
The Optional Redemption Date must not be earlier than 5
years from the Issue Date.

(iii)
Optional Redemption Amount(s) and
Redemption at Par, as it may be adjusted in accordance
method, if any, of calculation of such
with Condition 5A.4
amount(s):

(iv) If redeemable in part:
Not Applicable

(a)
Minimum Redemption Amount:
Not Applicable

(b)
Maximum Redemption Amount:
Not Applicable
22
Put Option
Not Applicable
23
Final Redemption Amount:
Redemption at Par, as it may be adjusted in accordance
with Condition 5A.4
24
Early Redemption Amount:
Redemption at Par, as it may be adjusted in accordance
with Condition 5A.4
Early Redemption Amount(s) payable on redemption
for taxation reasons, or a Regulatory Event (if
applicable, for Subordinated Notes only) or on Event of
Default and/or the method of calculating the same (if
required or if different from that set out in the
Conditions)
25
Redemption for Regulatory Event (Subordinated Notes
Applicable
only)
Any early redemption will be subject to the prior written
approval of APRA.



26
Redemption for taxation reasons
Any early redemption will be subject to the prior written
approval of APRA.

Condition 5.2(i)
Applicable (Note that Condition 5.2(i) applies
automatically).

Condition 5.2(ii) (Subordinated Notes only)
Applicable

Condition 5.2(iii) (Subordinated Notes only)
Applicable


PROVISIONS APPLICABLE TO SUBORDINATED NOTES
27
Subordinated Notes:
Applicable
28
Write-Off
Not Applicable
(Where "Not Applicable" is specified at this paragraph 28,
this is without prejudice to the application of Condition
5B.5 where "Applicable" is specified at paragraph 29)
29
Conversion:
Applicable

(i)
CD:
1.00 per cent
30
Alternative Conversion Number:
Not Applicable
GENERAL PROVISIONS APPLICABLE TO THE SECURITIES
31
Form of Securities:
Registered
32
Additional Financial Centre(s) (for the purposes of the
Not Applicable
"Business Day" definition) or other special provisions
relating to Interest Payment Dates:
33
Public Offer Test compliant
Yes. The Issuer intends to issue the Subordinated Notes
in a manner consistent with the public offer test set out in
section 128F(3) of the Income Tax Assessment Act 1936
of Australia.
34
Details relating to Instalment Notes, including
Not Applicable
Instalment Amount(s) and Instalment Date(s):
35
Consolidation provisions:
Not Applicable
36
Governing law:
State of Victoria and Commonwealth of Australia
37
Other terms or special conditions:
Not Applicable
DISTRIBUTION
38
If syndicated, names of Lead Managers and the
Not Applicable
Dealers:
39
If non-syndicated, name of Dealer:
Australia and New Zealand Banking Group Limited
40
Additional selling restrictions:
Not Applicable
OPERATIONAL INFORMATION
41
ISIN:
AU3FN0029575
42
Common Code
132002436
43
Any clearing system(s) other than Austraclear and the
Austraclear System
relevant identification number(s):
On admission to the Austraclear System, interests in the
Subordinated Notes may be held through Euroclear or
Clearstream, Luxembourg. Entitlements in respect of
holdings of interests in Subordinated Notes in Euroclear
would be held in the Austraclear System by HSBC
Custody Nominees (Australia) Limited as nominee of
Euroclear and entitlements in respect of holdings of
interests in Clearstream, Luxembourg would be held in
the Austraclear System by a nominee of J.P. Morgan
Chase Bank, N.A. as custodian of Clearstream,
Luxembourg.



Document Outline